Empery Asset Management, LP - Portfolio Stock Holdings

Empery Asset Management, LP disclosed 49 stock positions in a recent SEC 13F filing. $86,479,406 of stock holdings were filed, with the largest holdings including XFOR, EMPD, and NGEN. This filing represented positions held on June 30, 2026, and was filed yesterday.

We estimate the fund has a total AUM of $262,490,754 and has 6 employees, per a recent ADV filing. Most of the fund’s AUM appears to come from pooled investment vehicles.